Point-of-Sale Prospectus
Simplify investor disclosure with technology and data
Our regulatory document library and data-driven fulfillment platform helps firms simplify investor disclosure at every communication touch point—from pre-sale to post-sale delivery. Broadridge provides the industry's first and leading electronic prospectus solution.
Simplify prospectus delivery and save on costs
Let technology and data drive prospectus delivery. Our end-to-end solution ensures accurate information, reduced costs and a better investor experience.
Regulatory Document Library
Proprietary EDGAR Sourcing
Summary Prospectus Web Hosting
Investor Disclosure Data
Omni-channel Prospectus Fulfillment
Simplify prospectus delivery for compliance and investor satisfaction
Leveraging proprietary technology, data-driven fulfillment and a central regulatory library, Broadridge helps firms simplify investor disclosure and prospectus delivery obligations.
Digitize prospectus delivery from the definitive source – EDGAR
The industry’s first and most comprehensive online prospectus library
- Pre-Sale: Show the most recent prospectus online
- Point of Sale: Provide an investor a link to a prospectus after an online transaction
- Post Sale: Enable firms to collect consent and e-deliver ongoing regulatory materials
Data-driven investor disclosure, updated daily
Improve operational efficiency, increase accuracy and mitigate risk
- Proprietary “fund mapping” technology assures timely, accurate information
- Comprehensive data feeds for mutual funds, ETFs, variable annuities and 529 plans
- Fee transparency and investor disclosure for point-of-sale transactions
Fulfill first-dollar prospectus and annual prospectus updates
A single-source print and digital prospectus delivery solution
- Reduce print, paper, inventory and postage costs
- Personalize the investor experience
- Provide a bridge from paper to e-communications
Outsource summary prospectus web hosting and save
A single-source summary prospectus solution for print, e-delivery and online
- Complies with SEC Rule 498 for summary prospectus delivery and web linking methodology
- Offers three flexible options to support your summary prospectus hosting needs
- Web-enabled access to your documents across all major mobile devices
